Role

Cathleen C. Mack is Chief Compliance Officer.  She joined Solomon Partners in 2019.

Experience

Cathleen joined from UBS Securities LLC, where she served as Executive Director in business risk management for 15 years. She focused on conflict clearance, anti-money laundering / client onboarding, and business and operational risk.  Prior to UBS, Cathleen  spent more than five years in various roles at Merrill Lynch.

Education

Cathleen holds a BS in physics from Seton Hall University.